Brief Introduction
Complete the required exam to earn your professional certificate in Brokerage Operations from the New York Institute of Finance.Description
Ready to earn a professional certificate and stand out in your field? If you’ve gained a clear, comprehensive understanding of brokerage operations, your next step is to complete the Brokerage Operations Professional Certificate Examination from the New York Institute of Finance. The exam comprises 65 questions, timed at two hour. To qualify for the certificate, learners must receive a grade of at least 70% or better. Prerequisite for this exam is to earn a Verified Certificate in all parts of the Brokerage Operations program from NYIF:
Introduction to Brokerage Operations
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Learn about brokerage operations; including the key roles and types of accounts within this field. Overview of Brokerage Operations Type of Accounts...
The Marketplace, Trade Process, Clearing Corporations and Settlement
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Learn about the characteristics of the marketplace, how to process a trade, the role of clearing corporations, and get an overview of settlement, trade processing functions....
Brokerage Operations Professional Certificate Examination
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Complete the required exam to earn your professional certificate in Brokerage Operations from the New York Institute of Finance. The exam comprises 65 questions, timed at two hour....
Introduction to Custody Servicing, Margins, and Accounting Records
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Get introduced to Custody and Asset Servicing, Margins, Brokerage Accounting, Stock Records and General Ledger This course begins with an introduction to custody and asset servicing....
