Brief Introduction
RE5 Preparation for RepresentativesDescription
This regulatory examination focuses on the role and responsibilities of a representative, and what they need to know about the FAIS Act in order to remain compliant.
The content of this examination focuses on the regulatory framework, i.e. FAIS, FICA, Code of Conduct, etc, as prescribed by the FSB.
All Representatives performing Financial services in relation to Category I, II, IIA, III and IV are required to complete the level 1 regulatory examination.