Search result for Certificate in securities regulation Online Courses & Certifications
FollowFilter ![]()
Filter ![]()
Showing 47 courses
By Category ![]()
By Subject![]()
By Language![]()
By Duration![]()
By Price![]()
Get Course Alerts by Email
Corporate & Commercial Law II: Business Forms, Financing & Governmental Regulation
by Professor Michael R Fricke- 4.9
-
![]()
![]()
![]()
![]()
![]()
Approx. 26 hours to complete
This course is the second course in a two-part series on corporate and commercial law. We wrap up the course with two modules that focus on the most important aspects of governmental regulation, including the process by which administrative agencies make rules, and the regulation of anti-competitive behavior and securities transactions. Module 4: Regulation Part II: Antitrust and Securities...
Canadian Securities Course (CSC) tutorials
by EduFinWizards Edu- 4.2
-
![]()
![]()
![]()
![]()
![]()
22.5 hours on-demand video
This course helps prepare participants for Canadian Securities course (CSC) conducted by CSI Welcome to Prep for Canadian Securities Course . In this course you would be getting 25 videos . This course provides in depth knowledge of the Canadian The Canadian Securities Industry Equity Securities Equity Securities Financing and Listing Securities...
$14.99
Mortgage Backed Securities (MBS): Professional Certificate Examination
- 0.0
-
![]()
![]()
![]()
![]()
![]()
4 Weeks
Complete the required exam to earn your professional certificate in Mortgage Backed Securities from the New York Institute of Finance. Ready to earn a professional certificate and stand out in your field? Earn a Verified Certificate in both parts of the Mortgage Backed Securities program from NYIF: Mortgage Backed Securities (MBS): Part I...
$399
Stress Testing and Risk Regulation – Part 1
by Anton Theunissen- 0.0
-
![]()
![]()
![]()
![]()
![]()
4 Weeks
This economics and finance course surveys developments in the area of prudential risk regulation with particular emphasis on stress testing as the primary tool of regulation. As a final option, students may also opt to sit for the NYIF Certificate of Mastery Exam, resulting in the Risk Management Certificate of Mastery upon successful completion....
$349
Risk Management Professional Certificate Examination
by Anton Theunissen- 0.0
-
![]()
![]()
![]()
![]()
![]()
1 Weeks
Complete this exam to earn your professional certificate in Risk Management from the New York Institute of Finance. To earn your Professional Certificate in Risk Management from the New York Institute of Finance (NYIF), you must pass this exam. You must complete the courses in the certificate program to sit for the exam:...
$500
Mortgage Backed Securities (MBS): Part I
by Douglas Carroll- 0.0
-
![]()
![]()
![]()
![]()
![]()
4 Weeks
We’ll also get familiarized with mortgage-related terminology such as non-recourse debt, underwater mortgages and short sales as well as their implications for mortgage loans and their consequences for the risk and expected returns to investors in mortgage-backed securities and learn about the main aspects involved in the creation of an agency pass-through security....
$450
Introduction to Risk Management
by Anton Theunissen- 0.0
-
![]()
![]()
![]()
![]()
![]()
4 Weeks
Learners will review the role of risk regulation in financial markets, and learn how to identify and describe the various types of financial risk and their sources. As a final option, students may also opt to sit for the NYIF Certificate of Mastery Exam, resulting in the Risk Management Certificate of Mastery upon successful completion....
$99
Related searches
Capital Markets Professional Certificate Examination
by Jack Farmer , Chris Thomas- 0.0
-
![]()
![]()
![]()
![]()
![]()
1 Weeks
Complete the required exam to earn your professional certificate in Capital Markets from the New York Institute of Finance. Ready to earn a professional certificate and stand out in your field? Earn a Verified Certificate in all parts of the Capital Markets program from NYIF: Bond and Equity Markets and Financial Regulation...
$351
Measuring Risk: Equity, Fixed Income, Derivatives and FX
by Anton Theunissen- 0.0
-
![]()
![]()
![]()
![]()
![]()
4 Weeks
This economics and finance course is a survey of risk measures and risk measurement practices applied to individual securities and portfolios. Upon completion of this course, participants will receive a certificate bearing the New York Institute of Finance (NYIF) name....
$249
Introduction to Custody Servicing, Margins, and Accounting Records
by Stephen Zak- 0.0
-
![]()
![]()
![]()
![]()
![]()
10 Weeks
We will wrap up this course with four optional online courses as additional resources, which will cover the following topics: • The Cashier’s Department • Current Trends in Brokerage Operations • New Regulations in Brokerage Operations • International Operations This course is part 3 of the New York Institute of Finance’s Brokerage Operations Professional Certificate program....
$400
